A recent Wall Street Journal article suggests, “Most Firms Will Reimburse Customers, But There Isn’t a Blanket Guarantee.[i]” The problem remains that too often, the individual investor does not detect financial fraud and the financial firms may not detect and notify customers of problems. In order to protect your financial accounts and investments, it is […]
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Chicago investment fund manager Neal V. Goyal charged with fraud by SEC and U.S. Attorneys
The Securities Exchange Commission (“SEC”) charged Chicago investment fund manager, Neal V. Goyal, for the Ponzi scheme in which he used investor monies to purchase himself houses and businesses for him and his wife. SEC fraud charges also named Blue Horizon Asset Management and Caldera Advisors, Goyal’s firms. The U.S. Attorney’s Office for the Northern […]
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